The Securities and Exchange Commission (SEC) in Nigeria has granted new approvals to three companies within the BGL Group, allowing them to resume operations in the Nigerian capital market.

The Securities and Exchange Commission (SEC) has issued a warning to investors against purported Initial Public Offering (IPO) promotions for Dangote Refinery. The SEC has halted these promotions and advised caution to the public.

The Securities and Exchange Commission (SEC) in Nigeria has granted fresh approvals to three companies within the BGL Group. This authorization allows them to resume operations across key segments of the Nigerian capital market.

A push to weaken the Securities and Exchange Commission (SEC), Washington's toughest financial watchdog, is underway, with concerns raised that its own commissioners are gutting its leverage.

The U.S. Securities and Exchange Commission (SEC) has put forth a proposal to eliminate the trade-through rule, which governs equities execution.

The National Bureau of Investigation (NBI) arrested a Securities and Exchange Commission (SEC) director in Butuan for allegedly attempting to extort P250,000.

The U.S. Securities and Exchange Commission (SEC) is defending its settlement agreement with Elon Musk after a judge cited 'red flags' regarding the terms of the deal.

The U.S. Securities and Exchange Commission (SEC) is moving to repeal a rule that requires companies to report their greenhouse gas emissions and climate-related risks. This action could significantly alter corporate climate disclosures.

Paxos has secured approval from the U.S. Securities and Exchange Commission (SEC) to operate as a clearing agency for its blockchain settlement business. This marks a significant regulatory milestone for the company in the digital asset space.

The Securities and Exchange Commission (SEC) has unexpectedly postponed its initiative to permit crypto versions of US stocks, putting the brakes on a highly anticipated "innovation exemption."

The U.S. Securities and Exchange Commission (SEC) has reportedly delayed an exemption for innovation in tokenized stocks, raising concerns in the financial technology sector.

The Securities and Exchange Commission (SEC) is proposing a reduction in the frequency of earnings reports, a move that has not been well-received by financial advisors.

The Securities and Exchange Commission (SEC) is seeking a pilot program for tokenized equity as the Clarity Act reaches the Senate floor.

The Securities and Exchange Commission (SEC) and Adani Group are reportedly moving towards consent judgments regarding the Adani Green Bond issue.

Nigeria's asset management sector is anticipating a significant wave of consolidation, driven by new regulations introduced by the Securities and Exchange Commission (SEC).

The U.S. Securities and Exchange Commission (SEC) is taking steps to eliminate the 'gag rule' that prevents firms from denying wrongdoing after settling agency accusations.

The Securities and Exchange Commission (SEC) has permitted a Lopez firm to hold its annual meeting without electing directors, a decision made as the Lopez family dispute widens, with Federico "Piki" Lopez requesting an SEC probe into ABS-CBN's top executives.

Nigeria’s Securities and Exchange Commission (SEC) is advocating for improved sustainability reporting from companies, warning that weak disclosures hinder access to global capital and long-term investment.

The US Securities and Exchange Commission (SEC) has proposed a new rule that would eliminate quarterly reporting requirements for public companies.

A proposal from the Securities and Exchange Commission (SEC) regarding semiannual reporting has successfully completed its review process at the White House.

In line with applicable regulations, United Capital has submitted all required audited documentation to the Securities and Exchange Commission (SEC) to confirm its full compliance with the revised…

The U.S. Securities and Exchange Commission (SEC) is reportedly monitoring emerging pressures within the private credit market.

The U.S. Securities and Exchange Commission (SEC) has launched a new podcast, with its inaugural episode focusing on the topic of cryptocurrency regulation and market oversight.

The U.S. Securities and Exchange Commission (SEC) is soliciting public input on proposals to streamline and reduce the costs associated with its Consolidated Audit Trail (CAT) trade data collection.

The U.S. Securities and Exchange Commission (SEC) has removed a previous limit on day-trading activity for investors. This regulatory change led to a significant jump in the shares of several investment and brokerage platforms, including Robinhood, Webull, and eToro.

The U.S. Securities and Exchange Commission (SEC) has reportedly given its approval or 'green light' to decentralized finance (DeFi), signaling a potential shift in regulatory stance.

The Securities and Exchange Commission (SEC) has intensified its enforcement actions to combat a sharp rise in investment scams, largely fueled by social media, which pose a growing systemic risk.

The U.S. Securities and Exchange Commission (SEC) has tapped an attorney from Gibson Dunn to serve as its new enforcement director, a key leadership appointment for the regulatory body.

The Securities and Exchange Commission (SEC) in the Philippines is proposing new rules that would require companies holding government contracts worth at least P100 million to undergo mandatory external audits.

Former officials and employees of the Philippine Securities and Exchange Commission (SEC) have been cleared by the Supreme Court and will not have to return P92 million in funds previously flagged by the Commission on Audit as unauthorized salary increases.

Elon Musk and the U.S. Securities and Exchange Commission (SEC) have signaled that their ongoing legal battle over Musk's Twitter share stockpile could proceed to trial.

Senator Elizabeth Warren is reportedly pressing the Securities and Exchange Commission (SEC) for information regarding Venezuela bond trades that occurred prior to the potential ouster of President Maduro.

Investors in XRP (Ripple) have reportedly received significant positive news from the Securities and Exchange Commission (SEC).

Several investor groups have initiated legal action against the Securities and Exchange Commission (SEC) in response to recent policy changes affecting the no-action letter process.

The Securities and Exchange Commission (SEC) has established a new enforcement team specifically tasked with targeting 'bad actors' in the auditing sector.

Nigeria's Securities and Exchange Commission (SEC) and Nigerian Exchange Limited (NGX) are set to review free float thresholds for listed companies over liquidity concerns, aiming to enhance the equities market and attract more investors.

The U.S. Securities and Exchange Commission (SEC) is reportedly preparing a proposal that would eliminate the requirement for companies to file quarterly earnings reports.

The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have signed a Memorandum of Understanding (MOU) to launch a joint initiative aimed at harmonizing crypto regulations.

The U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have signed a Memorandum of Understanding (MOU) to enhance coordination and collaboration between the two regulatory bodies.

The Securities and Exchange Commission (SEC) has officially published its guidelines for a regulatory sandbox specifically tailored for Virtual Asset Service Providers (VASPs).

The Securities and Exchange Commission (SEC) has dismissed a fraud case previously brought against the former Chief Financial Officer of View Inc.

The U.S. Securities and Exchange Commission (SEC) is reportedly adopting a more lenient approach to enforcement actions.

A Securities and Exchange Commission (SEC) probe concerning AppLovin remains active, according to a Bloomberg News report.

Lawmakers are reportedly pressing the Securities and Exchange Commission (SEC) to address concerns surrounding the increasing use of AI in stock trading.

The US Securities and Exchange Commission (SEC) is reportedly investigating a popular type of private equity fund as it intensifies scrutiny of the industry.

Nigeria's Securities and Exchange Commission (SEC) has banned the marketing and promotion of a purported initial public offering (IPO) by Dangote Petroleum Refinery & Petrochemicals FZE, stating no application for such an offer has been made.

An article advocates for individual investors to receive more comprehensive information from the Securities and Exchange Commission (SEC), arguing they deserve more transparency, not less.

Anthropic, a leading AI company, has taken its initial step towards becoming a publicly traded company by filing confidentially with the U.S. Securities and Exchange Commission (SEC) for an Initial Public Offering (IPO).

The Securities and Exchange Commission (SEC) has defended its settlement with Elon Musk regarding his acquisition of Twitter, stating that the agreement reflects necessary 'compromises' made during negotiations.

The Chairman of the U.S. Securities and Exchange Commission (SEC) is reportedly exploring changes to 'gun-jumping' rules, aiming to stimulate more initial public offerings (IPOs).

The CEO of Coinbase has identified eight significant gaps in the finance sector, as the Securities and Exchange Commission (SEC) continues to delay plans for tokenized assets.

The U.S. Securities and Exchange Commission (SEC) has delayed decisions on crypto stock tokens, facing significant pushback and concerns from Wall Street firms.

Nigeria’s Securities and Exchange Commission (SEC) has mandated a T+1 settlement cycle for transactions, effective June 1, 2026, aiming to enhance market efficiency, reduce risk, and align with global best practices.

The U.S. Securities and Exchange Commission (SEC) has once again postponed its decision on prediction market exchange-traded funds (ETFs), even as the Commodity Futures Trading Commission (CFTC) expresses support for the sector.

AOMC and Odyssey are moving forward with their merger plans, having filed the necessary documents with the Securities and Exchange Commission (SEC).

The Securities and Exchange Commission (SEC) has put forth a proposal for optional semiannual reporting, prompting discussion and analysis.

The U.S. Securities and Exchange Commission (SEC) has unveiled a plan that would allow companies to transition from quarterly to semiannual financial reports.

The U.S. Securities and Exchange Commission (SEC) has released a proposal that would allow Wall Street firms to adopt optional semiannual reporting.

The U.S. Securities and Exchange Commission (SEC) is currently reviewing an extensive 85-item proposal that has the potential to significantly influence the future listings of Bitcoin and XRP Exchange-Traded Funds (ETFs).

The Securities and Exchange Commission (SEC) has filed charges against the former Chief Financial Officer of a real estate firm, alleging that they operated a fraudulent 'Ponzi-like' scheme.

Citadel Securities has presented a proposal to the Securities and Exchange Commission (SEC) for a pilot program involving lower tick sizes.

Goldman Sachs has submitted a filing with the US Securities and Exchange Commission (SEC) to launch a Bitcoin-linked exchange-traded fund (ETF) that will employ an options strategy to generate income.

The U.S. Securities and Exchange Commission (SEC) has approved a new plan that will remove day-trading limits for small investors, potentially opening up more trading opportunities.

Deputy Democrat leader Korn Chatikavanij has urged the Securities and Exchange Commission (SEC) to investigate alleged irregularities at Bangchak Corporation Plc, raising concerns about corporate governance and board appointments.

Philippine news organization Rappler has successfully concluded an eight-year legal battle, winning against a 2018 Securities and Exchange Commission (SEC) shutdown order issued during the presidency of Rodrigo Duterte.

Gautam Adani has filed an argument requesting the dismissal of the fraud lawsuit brought against him by the Securities and Exchange Commission (SEC).

The former Chief Financial Officer of ADM has denied allegations of accounting fraud brought forth by the Securities and Exchange Commission (SEC). This marks a development in an ongoing legal dispute regarding financial irregularities.

The Securities and Exchange Commission (SEC) has filed claims asserting that a financial advisor, now deceased, defrauded clients out of approximately $1.68 million.

A US Senator has raised questions with the Securities and Exchange Commission (SEC) regarding its crypto cases, following the resignation of the agency's enforcement head.

Private credit rating agency Egan-Jones has responded to what it calls an 'incendiary allegation' made by the US Securities and Exchange Commission (SEC), claiming the regulator's publication of an order harmed its business.

Nigeria's Securities and Exchange Commission (SEC) and VNL Capital Asset Management have urged investors to adopt strategic and risk-conscious approaches when allocating funds, emphasizing the need to navigate global uncertainties.

The U.S. Securities and Exchange Commission (SEC) has concluded its four-year-old probe into electric vehicle startup Faraday Future, deciding to take no further action, leading to a surge in the company's stock.

The U.S. Securities and Exchange Commission (SEC) has reportedly classified XRP as a digital commodity, placing it in the same category as Bitcoin, with implications for its market price.

The U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) are taking steps to define which digital assets will be classified as securities.

Nigeria's Securities and Exchange Commission (SEC) has reported that the country recorded $96 billion in crypto transactions, prompting the agency to emphasize the urgent need for more robust regulatory oversight and increased scrutiny of digital assets.

The U.S. Securities and Exchange Commission (SEC) is reportedly preparing a proposal that would eliminate the requirement for companies to file quarterly earnings reports.

The Commodity Futures Trading Commission (CFTC) has confirmed its alignment with the Securities and Exchange Commission (SEC) regarding the oversight of cryptocurrency markets.

The Securities and Exchange Commission (SEC) Ghana, has admitted 11 Virtual Asset Service Providers (VASPs) into its regulatory sandbox.

The New York Stock Exchange (NYSE) has agreed to pay a $9 million civil penalty to the U.S. Securities and Exchange Commission (SEC) in connection with a 2023 computer error.

The US Securities and Exchange Commission (SEC) is reportedly pushing back against a new wave of planned high-leverage exchange-traded funds (ETFs), using a rare group call to reiterate its concerns about aggressive fund structures.

The Securities and Exchange Commission (SEC) has concluded and dropped its investigation into LPL regarding its cash sweep practices.

The Nigerian capital market has recorded a remarkable 125 per cent growth in market capitalisation over the past 23 months, rising from about N55 trillion in April 2024 to over N123.93 trillion, the Securities and Exchange Commission (SEC) has disclosed. The post Nigerian Capital Market Capitalisation surges 125% in 23 months appeared first on Vanguard News.

The Securities and Exchange Commission (SEC) has confirmed that its probe involving AppLovin is still active and ongoing.

House Democrats have submitted 13 questions to the Securities and Exchange Commission (SEC) regarding the use of AI agents in retail trading. The inquiry aims to address concerns about the impact and regulation of artificial intelligence in financial markets.

The Securities and Exchange Commission (SEC) in Ghana has directed all online investment schemes to register their platforms with the regulator by August 31, 2026, to avoid sanctions.

Nigeria's Securities and Exchange Commission (SEC) has signed an MoU with Rwanda’s Capital Markets Authority (CMA) to deepen cooperation and accelerate the integration of African capital markets.

The U.S. Securities and Exchange Commission (SEC) has put forward a proposal to roll back the existing 'trade-through' ban, which could impact market trading rules.

The U.S. Securities and Exchange Commission (SEC) has announced the appointment of five new members to its Small Business Advisory Committee.

The U.S. Securities and Exchange Commission (SEC) has announced the appointment of four new members to its Investor Advisory Committee.

The White House is currently reviewing a joint proposal from the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) to revise existing swaps reporting regulations.

The Nigerian capital market is set to commemorate its transition to a T+1 settlement cycle, aiming for faster trade settlements. The Securities and Exchange Commission (SEC) and market operators have completed preparations for this change.

Thailand's Securities and Exchange Commission (SEC) is on track to launch crypto exchange-traded funds (ETFs) and crypto futures in the third quarter of this year, aiming to modernize capital markets.

The U.S. Securities and Exchange Commission (SEC) has delayed a plan that would have allowed crypto firms exemptions to trade tokenized versions of stocks. This decision has reportedly led to a downturn in the cryptocurrency market.

The Securities and Exchange Commission (SEC) has implemented a 10-year cumulative term limit for broker directors. This measure, explained by SEC Chairperson Francis Lim, aims to enhance governance standards and promote regular renewal and independent oversight within institutions.

The U.S. Securities and Exchange Commission (SEC) is considering proposals to reduce issuer disclosures, aiming to encourage more companies to go public through IPOs.

The U.S. Securities and Exchange Commission (SEC) is reportedly preparing a plan that would allow for the trading of crypto versions of traditional stocks.

The U.S. Securities and Exchange Commission (SEC) has identified private credit and retail fraud as its top enforcement priorities, signaling a focus on these areas for regulatory action.

Ghana's Securities and Exchange Commission (SEC) is actively engaging with diaspora investors and collaborating with the Ghana Embassy in the US to attract more investment into the country's capital market. This initiative follows a period of strong performance by the Ghana Stock Exchange.

The Securities and Exchange Commission (SEC) has offered its perspective on the ongoing debate about whether quarterly financial reporting benefits or harms investors, indicating the discussion is far from settled.

The U.S. Securities and Exchange Commission (SEC) has proposed new rules that would require public companies to file semi-annual financial reports.

A recent decision or action by the U.S. Securities and Exchange Commission (SEC) is anticipated to influence how cryptocurrency investors strategize their market timing. This development could lead to significant changes in investment approaches within the crypto market.

The Securities and Exchange Commission (SEC) has launched an investigation into alleged fraudulent activities within the private credit market, according to comments made by Commissioner Atkins.

The U.S. Securities and Exchange Commission (SEC) has issued a warning to American investors regarding the increasing prevalence of phishing, smishing, and vishing scams. The advisory aims to educate the public on how to protect themselves from these fraudulent activities.

Jersey Mike's, the popular sandwich chain, has confidentially submitted its filing with the U.S. Securities and Exchange Commission (SEC) to pursue an initial public offering (IPO).

The U.S. Securities and Exchange Commission (SEC) has initiated a public comment period regarding a controversial database designed to track trading activity.

Robinhood's stock experienced a significant surge in value, attributed to the latest actions by the Securities and Exchange Commission (SEC).

Securitize, a digital asset securities firm, has announced the hiring of Valerie Redfearn, a former Securities and Exchange Commission (SEC) alumna, as its new Chief Executive Officer.

The U.S. Securities and Exchange Commission (SEC) has issued an exemption for 'crypto interface providers' from broker-dealer registration requirements. This decision clarifies regulatory obligations for certain entities operating in the cryptocurrency space.

The Securities and Exchange Commission (SEC) has significantly reduced a $53 million whistleblower payout related to the Wells Fargo fake accounts scandal, cutting it to less than half of the originally planned amount.

The Securities and Exchange Commission (SEC) has awarded a whistleblower more than $50 million for providing a tip that led to an enforcement action.

The U.S. Securities and Exchange Commission (SEC) and Elon Musk are no longer pursuing a quick settlement and are instead preparing for a courtroom battle over Musk's 2022 takeover of Twitter.

Thailand's Securities and Exchange Commission (SEC) has introduced five comprehensive measures to combat illicit "grey capital," dismantle mule account networks, and counter sophisticated investment scams.

A Government Accountability Office (GAO) report indicates that the Securities and Exchange Commission (SEC) division responsible for overseeing private credit firms has experienced a 24% reduction in staff.

The U.S. Securities and Exchange Commission (SEC) has introduced a major alteration to its cryptocurrency regulations, prompting analysis on its potential implications for Bitcoin and the broader crypto market.

Nigeria's Securities and Exchange Commission (SEC) and National Youth Service Corps (NYSC) have signed a Memorandum of Understanding (MoU) to educate youth corps members nationwide on safe investment practices, financial literacy, and protection against fraudulent schemes.

The U.S. Securities and Exchange Commission (SEC) has provided clarifications regarding cryptocurrency laws, offering guidance on their implications for investors.

The U.S. Securities and Exchange Commission (SEC) has released its interpretation on how existing securities laws apply to crypto assets, providing clarity for the digital asset market.

The Securities and Exchange Commission (SEC) is reportedly searching for a new head to lead its enforcement division.

The US Securities and Exchange Commission (SEC) is reportedly considering eliminating the quarterly reporting requirement for public companies, a move that could significantly alter corporate disclosure practices.

The Securities and Exchange Commission (SEC) has reaffirmed that legal action has been taken against cryptocurrency promoter Worawat Narknawdee, known as 'Acme Traderist,' following renewed public attention and additional complaints.

Nigeria's Securities and Exchange Commission (SEC) and financial experts are advocating for increased participation of women in the capital market, with the SEC specifically urging stronger female involvement to boost investor confidence.

Canaccord Genuity has been fined $20 million by the US Securities and Exchange Commission (SEC) for undisclosed reasons.

The Department of Justice (DOJ) has issued subpoenas to members of the Villar family in the Philippines regarding a criminal complaint filed by the Securities and Exchange Commission (SEC) against their company, Villar Land Holdings Corp.

A complaint filed by the Securities and Exchange Commission (SEC) against the Villars in the Philippines has advanced to a preliminary investigation phase.

Battle-tested Ukrainian startup that advertises a ‘Killbox’ drone recruited Prince as non-executive chair After multiple sources previously told the Guardian that Erik Prince – Maga ally and founder of the now defunct mercenary company Blackwater – was looking to work with Ukraine’s invaluable drone sector, recent Securities and Exchange Commission (SEC) documents confirm he now is. Swarmer, which bills itself as a battle-tested Ukrainian startup specializing in autonomous drone software, fil...