23 stories found
Nigeria's Securities and Exchange Commission (SEC) has reported that the country recorded $96 billion in crypto transactions, prompting the agency to emphasize the urgent need for more robust regulatory oversight and increased scrutiny of digital assets.
The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have signed a Memorandum of Understanding (MOU) to launch a joint initiative aimed at harmonizing crypto regulations.
The U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have signed a Memorandum of Understanding (MOU) to enhance coordination and collaboration between the two regulatory bodies.
The Securities and Exchange Commission (SEC) has officially published its guidelines for a regulatory sandbox specifically tailored for Virtual Asset Service Providers (VASPs).
Justin Sun has reached a settlement with the U.S. Securities and Exchange Commission (SEC) in a fraud case, agreeing to pay $10 million.
The Securities and Exchange Commission (SEC) has dismissed a fraud case previously brought against the former Chief Financial Officer of View Inc.
The U.S. Securities and Exchange Commission (SEC) is reportedly adopting a more lenient approach to enforcement actions.
A Securities and Exchange Commission (SEC) probe concerning AppLovin remains active, according to a Bloomberg News report.
The U.S. Securities and Exchange Commission (SEC) is reportedly preparing a proposal to eliminate the requirement for companies to report earnings quarterly, potentially making 10-Qs a thing of the past.
The Commodity Futures Trading Commission (CFTC) has confirmed its alignment with the Securities and Exchange Commission (SEC) regarding the oversight of cryptocurrency markets.
The Securities and Exchange Commission (SEC) Ghana, has admitted 11 Virtual Asset Service Providers (VASPs) into its regulatory sandbox.
The New York Stock Exchange (NYSE) has agreed to pay a $9 million civil penalty to the U.S. Securities and Exchange Commission (SEC) in connection with a 2023 computer error.
The US Securities and Exchange Commission (SEC) is reportedly pushing back against a new wave of planned high-leverage exchange-traded funds (ETFs), using a rare group call to reiterate its concerns about aggressive fund structures.
The Securities and Exchange Commission (SEC) has concluded and dropped its investigation into LPL regarding its cash sweep practices.
The Nigerian capital market has recorded a remarkable 125 per cent growth in market capitalisation over the past 23 months, rising from about N55 trillion in April 2024 to over N123.93 trillion, the Securities and Exchange Commission (SEC) has disclosed. The post Nigerian Capital Market Capitalisation surges 125% in 23 months appeared first on Vanguard News.
The Securities and Exchange Commission (SEC) has confirmed that its probe involving AppLovin is still active and ongoing.
The Securities and Exchange Commission (SEC) is reportedly searching for a new head to lead its enforcement division.
The Securities and Exchange Commission (SEC) has reaffirmed that legal action has been taken against cryptocurrency promoter Worawat Narknawdee, known as 'Acme Traderist,' following renewed public attention and additional complaints.
Nigeria's Securities and Exchange Commission (SEC) and financial experts are advocating for increased participation of women in the capital market, with the SEC specifically urging stronger female involvement to boost investor confidence.
Canaccord Genuity has been fined $20 million by the US Securities and Exchange Commission (SEC) for undisclosed reasons.
The Department of Justice (DOJ) has issued subpoenas to members of the Villar family in the Philippines regarding a criminal complaint filed by the Securities and Exchange Commission (SEC) against their company, Villar Land Holdings Corp.
A complaint filed by the Securities and Exchange Commission (SEC) against the Villars in the Philippines has advanced to a preliminary investigation phase.
Battle-tested Ukrainian startup that advertises a ‘Killbox’ drone recruited Prince as non-executive chair After multiple sources previously told the Guardian that Erik Prince – Maga ally and founder of the now defunct mercenary company Blackwater – was looking to work with Ukraine’s invaluable drone sector, recent Securities and Exchange Commission (SEC) documents confirm he now is. Swarmer, which bills itself as a battle-tested Ukrainian startup specializing in autonomous drone software, fil...